The Role Responsibilities
Strategy
Awareness and understanding of the Group’s business strategy and model appropriate to the role
Business
Awareness and understanding of the wider business, economic and market environment in which the Group operates
Processes
Responsible for executing the Client Due Diligence and Financial Markets (FM) Regulatory Onboarding Processes.
Ensure all cases reviewed are 100% accurate and complete in updated customer CDD data and documents and captured accordingly into e-CDD+ according to CDD procedures
Reconciliation of completed cases against Master Tracker
Integrate new compliance requirements as they occur to minimize needs of multiple efforts by bank staff or customer contacts.
Have clear oversight on all exceptional case handling that emerges during the review process.
Review FATCA forms to ensure adherence to guidelines
Process FM Regulatory onboarding requests and ensure adherence to process
Risk Management
The ability to identify key risks based on the role and take appropriate actions to mitigate the risks. Escalate to appropriate authority where necessary.
Regulatory and Business Conduct
Display exemplary conduct and live by the Group’s Values and Code of Conduct.
Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
Lead the CET, IMO team to achieve the outcomes set out in the Bank’s Conduct Principles: [Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment.] *
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
Key Stakeholders
Client
CB / CIB IMO Client Delivery teams
Conduct, Financial Crime Compliance (CFCC)
CDD Risk Manager
Director, CET
Country IMO Heads
Global Business Services (GBS)
Client Risk Management (CRM)
Group Account Manager (GAM) / Field Account Manager (FAM) / Relationship Manager (RM)
Our Ideal Candidate
A University degree or above
Role Specific Competencies
Client Due Diligence
Client Tax Compliance
Client Offboarding
Regulations and Restrictions
Systems – eCDD+, eOPS, SCI, iCDMS, Country Addenda Tool (CAT)
Data Quality Management
Computer literacy
Banking compliance
Customer service
Apply via :
scb.taleo.net
