Job Duties and Responsibilities
Compliance Officer Trainee is responsible for providing assistance in the following duties with guidance and leadership of immediate supervisor;
Providing any necessary support in ensuring relevant stakeholders of the firm are adhering to rules set by the regulatory authority.
Reviewing and evaluating compliance related matters.
Ensuring policies are continuously followed.
With guidance from an immediate manager, act as a channel of communication between compliance investigators and concerned parties.
Participating in developing, maintaining and revising policies.
Responding to any given violation of regulations, policies, rules, and standards of conduct.
Working with relevant parties to coordinate compliance activities.
Education levels, skills, and experience required for the position
Degree in Business Administration/Management/ Risk Management.
6 Month experience in a fast pace IT/Financial/ Corporate environment.
Must have good presentation/ customer facing skills including writing skills.
Must have the ability to communicate with clarity and effectiveness.
Attention to details and industry awareness on compliance matters.
Proactive with abilities to engage at different levels.
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