The Role Responsibilities & Our Ideal Candidate
Strategy
Support implementation of the vision, strategy and direction for i3 AME, consistent with the vision and strategy for FCC and in support of the Group’s strategic direction and growth aspirations.
Processes
Develop and keep up to date appropriate policies/processes/ DOIs to faciliate effective governance over i3 operations, aligning with Group i3 across intelligence and investigations
Ensure implementation of FCC policies and procedures as applicable to i3.
Manage and/or resolve cases.
People and Talent
Promote and embed a culture of openness, trust and risk awareness, where ethical, legal, regulatory and policy compliant conduct is the norm.
Stimulate an environment where forward planning, prioritisation, deadline management and streamlined workflows and collaborative, inclusive yet effective and efficient work practices are the norm.
Identify and articulate knowledge and capability gaps to input to training curriculum to support closing of those gaps.
Risk Management
Assess risks arising from products / segments / geographies / customers / transactions.
Identify intelligence for typology studies and risk mitigation plans.
Identify financial crime risk indicators through various internal/external sources and the media; map and assess those risks, quantify the potential impact and escalate where necessary. Advise relevant stakeholders on outcomes of financial crime risks identification and assessment methodologies.
Apply data analytics to large data sets in order to target risk
Analyse significant financial crime risk events (e.g. SAR’s, non-compliant transactions, production orders) to ensure that all connected parties, particularly cross-border are identified and reported at the appropriate levels internally as well as externally across all relevant jurisdictions.
Support end-to-end financial crime client reviews initiated by external sources (regulators, agencies, authorities or other external organisation), and internal events as applicable.
Inform senior management of serious regulatory breaches (or where risk tolerances have been breached) promptly.
Ensure remedial actions (eg Regulatory reporting, client exits, additions to watchlists) are recommended, approved by applicable FCC personnel and implemented quickly.
Provide investigative expertise to support management of Significant Regulatory/Legal cases.
Conduct a root cause analysis on the control/other failures to ensure lessons are learned across the bank.
Governance
In the event of serious regulatory breaches, or where risk tolerances have been breached, ensure management and relevant regulators are informed and that actions are taken quickly to remediate and/or activities are ceased.
Identify lessons learned from investigations as applicable.
Propose control improvements, enhancements and simplifications where appropriate.
Produce high quality written reports of findings, suitable for internal and external stakeholders, including regulators where applicable.
Other Responsibilities
Embed Here for good and Group’s brand and values in i3 AME.
Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures.
Apply now to join the Bank for those with big career ambitions.
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