Contract Period: Six Months Fixed Term Contract
Reporting to the Assistant Manager, Licensing and Approvals.
Responsibilities
Review applications for licensing and license renewals for market institutions and intermediaries.
Review prospectuses to ensure that the information to the public is accurate and complete and provides full disclosure of material facts.
Review applications for approval of equity and debt instruments and for the registration of Collective Investment Schemes
Review notices, announcements and advertisements by market intermediaries and listed companies and make recommendations of the suitability for publication.
Liaise with the Market Supervision Department to carry out due diligence with regard to the appointment of proposed directors and key personnel of market intermediaries.
Update and maintain the Contact Details and Movement of Key Personnel Database on a regular basis.
Undertake any other responsibilities assigned
Qualifications
Bachelor’s degree in law
Minimum of one year of relevant experience
Skills and Competencies
Display honesty, transparency and integrity in all dealings
Show initiative and meet all deadlines with high quality work
Demonstrate good communication skills and teamwork
Dedicated to confidentiality at all times.
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