The key responsibilities for the position;
Conducting onsite and offsite inspection activities in accordance with risk-based supervision methodologies and approved plans and prepare reports;
Assisting in conducting risk profiling activities for regulated persons and prepare reports;
Providing guidance to market intermediaries on compliance practices through liaison with the relevant compliance, risk management and internal audit staff to promulgate strong internal control and compliance environments;
Implementing relationship management policy for regulated persons;
Maintaining accurate, up-to-date and detailed electronic information data-base for regulated persons and periodically perform trend analysis;
Conducting research on best practices on market supervision including AML/CFT practices;
Implementing quality management systems and continuously identifying and managing risks; and
Undertaking any other responsibilities as and when assigned.
Minimum Qualifications and Experience
Bachelors degree in Law, Finance, Business or relevant field;
Proficiency in computer applications such as Microsoft Word, Excel, Access, PowerPoint, and Outlook express including financial and statistical packages; and
A minimum of one year of relevant experience will be an added advantage.
Key skills, Knowledge and Competencies
Knowledge on monitoring and internal controls;
Analytical and audit skills;
Formal investigative skills;
Ability to interpret information and make decisions based on the information; and
Excellent communication, report writing skills and interpersonal skills.
Deadline: February 05, 2025.
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Apply via :
hrmis.cma.or.ke