Compliance Analyst

The Role

As a vital member of our dynamic Compliance team, you will have the exciting opportunity to collaborate with other professionals and support the Compliance Manager in Kenya. Your primary focus will be on ensuring the effectiveness of our Compliance framework, including the compliance monitoring plan and various projects.
In this role, you will be responsible for a diverse range of regulatory compliance activities. From updating and implementing compliance policies and procedures to delivering comprehensive compliance training, your contributions will play a crucial role in maintaining a strong compliance culture. Additionally, you will conduct monitoring and sample-checking tasks to ensure accurate compliance records and reporting.
As part of our tight-knit team, you will not only provide administrative support but also actively participate in developing shared initiatives. By doing so, you will help embed and foster a compliance-focused culture across Pepperstone’s global business.
As our Compliance Analyst your key generalist responsibilities include, but not limited to
Working closely with the Kenya Compliance Manager to ensure the successful execution of the Compliance Monitoring Programme
Performing control testing activities as outlined in the Compliance Monitoring Plan or as directed by the Compliance Manager
Assisting in gathering information for both internal and external disputes
Addressing and resolving compliance-related queries from the business
Providing essential support to the Compliance Manager & Compliance team for the global AML optimization work plan
Taking ownership of regular customer due diligence, monitoring, and control activities in alignment with the delivery of the AML Program
Contributing to the review and update of compliance policies and procedures
Assisting in investigations related to financial crime
Monitoring call and live chat interactions
Supporting the monitoring of the firm’s professional client opt-up procedures
Contributing to various projects as required
Compiling monthly Management Information (MI)
Conducting assigned Compliance framework activity as directed by the Compliance Manager

About you

Minimum of 2-3 years of compliance experience in the financial services industry, preferably within the OTC derivatives sector
Relevant tertiary degree in Legal, Business, Finance, or a related field
In-depth understanding of the end-to-end KYC process
Exceptional analytical and problem-solving abilities
Impeccable attention to detail
Ability to thrive in a fast-paced, high-volume, and high-pressure environment
Experience working for or with a fintech or similar online/non-face-to-face business model
Excellent communication and collaboration skills
Strong organizational and time management capabilities
Proficiency in using a wide range of technologies and adaptability to new systems

Apply via :

jobs.workable.com